Volume 1

Referencer

Division I – Acts & Allied Laws

Division II Part I – Regulations under Securities Exchange Board of India Act, 1992

1. SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
2. SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
3. SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011
4. SEBI (Buy-Back of Securities) Regulations, 2018
5. SEBI (Delisting of Equity Shares) Regulations, 2009
6. SEBI (Issue of Sweat Equity) Regulations, 2002
7. SEBI (Issue &Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013
8. SEBI (Issue and Listing of Securitised Debt Instruments and Receipts) Regulations, 2008
9. SEBI (Share Based Employee Benefits) Regulations, 2014
10. SEBI (Prohibition of Insider Trading) Regulations, 2015
11. SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003
12. SEBI (Settlement Proceedings) Regulations, 2018
13. SEBI (Mutual Funds) Regulations, 1996
14. SEBI (Alternative Investment Funds) Regulations, 2012
15. SEBI (Real Estate Investment Trusts) Regulations, 2014
16. SEBI (Infrastructure Investment Trusts) Regulations, 2014
17. SEBI (Debenture Trustees) Regulations, 1993
18. SEBI (Portfolio Manager) Regulations, 1993
19. SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
20. SEBI (Underwriters) Regulations, 1993
21. SEBI (Investment Advisers) Regulations, 2013

Volume 2

Covering:

Division II – Part I – Regulations under SEBI Act, 1992

22. SEBI (Merchant Bankers) Regulations, 1992
23. SEBI (Stock Brokers ) Regulations, 1992
24. SEBI (Credit Rating Agencies) Regulations, 1999
25. SEBI (Foreign Venture Capital Investors) Regulations, 2000
26. SEBI (Intermediaries) Regulations, 2008
27. SEBI (Bankers to an Issue)Regulations, 1994
28. SEBI (Research Analyst) Regulations, 2014
29. SEBI (Foreign Portfolio Investors)Regulations, 2014
30. SEBI (Collective Investment Schemes) Regulations, 1999
31. SEBI (Custodian) Regulations, 1996
32. SEBI (Self Regulatory Organizations) Regulations, 2004
33. SEBI (Regulatory fee on Stock Exchanges) Regulations, 2006
34. SEBI (Investor Protection and Education Fund) Regulations, 2009
35. SEBI (Appointment of Administrator & Procedure for Refunding to Investors) Regulations, 2018
36. SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011
21. SEBI (Investment Advisers) Regulations, 2013
37. SEBI (Procedure for Board Meetings) Regulations, 2001
38. SEBI (Issue and Listing of debt securities by Municipalities) Regulations, 2015
39. SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007
40. SEBI (Central Database of Market Participants) Regulations, 2003
41. SEBI (Ombudsman) Regulations, 2003
42. SEBI (Procedure for Search and Seizure) repeal Regulations, 2015