View Contents: SEBI Manual 2023

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This book is the most updated & amended compendium of the annotated text of the Acts/Rules/Regulations/Circulars/Master Circulars, etc., on SEBI & Securities Laws in India. The recent changes (from Nov. 2022 – June 2023) in SEBI & Securities Law include:

• [Amendments in Act/Rules/Regulations]
• SEBI (Alternative Investment Funds) Regulation, 2012
• SEBI (Buy-Back of Securities) Regulation, 2018
• SEBI (Depositories and Participants) Regulations, 2018
• SEBI (Employees' Service) Regulations, 2001
• SEBI (Foreign Portfolio Investors) Regulations, 2019
• SEBI (Infrastructure Investment Trusts) Regulations, 2014
• SEBI (Investor Protection and Education Fund) Regulation, 2009
• SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021
• SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
• SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015
• SEBI (Ombudsman) (Repeal) Regulation, 2023
• SEBI (Procedure for Board Meetings) Regulations, 2001
• SEBI (Real Estate Investment Trusts) Regulation, 2014
• SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
• SEBI (Settlement Proceedings) Regulations, 2018
• SEBI (Stock Brokers) Regulations, 1992
• SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
• SEBI Contracts (Regulation) Rules, 1957
• Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018
• Securities Contracts (Regulation) Act, 1956
• Securities Transaction Tax Rules, 2004
• Tribunal (Conditions of Service) Rules, 2021
• [Updated/New Master Circulars]
• Master Circular for Custodians
• Master Circular for Electronic Gold Receipts (EGRs)
• Master Circular for Foreign Venture Capital Investors (FVCIs)
• Master Circular for Investment Advisers
• Master Circular for Issue and Listing of Non-Convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper [Updated as of 7-7-2023]
• Master Circular for Issue of Capital and Disclosure Requirements
• Master Circular for Mutual Funds
• Master Circular for Portfolio Managers
• Master Circular for Registrars to an Issue and Share Transfer Agents
• Master Circular for Research Analysts
• Master Circular for SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover Regulations)
• Master Circular for Stock Brokers
• Master Circular on:
• Scheme of Arrangement by Listed Entities
• Relaxation under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957
• Master Circular on AML/CFT
• Master Circular on Surveillance of Securities Market

The coverage of this book includes:

• SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (as amended up to date) with Master Circular for Issue of Capital and Disclosure Requirements
• SEBI Act, 1992 (as amended up to date) with SEBI Notifications
• Securities Contracts (Regulations) Act, 1956 (as amended up to date) with Securities Contracts (Regulation) Rules, 1957, 3+ Rules/Regulations & Clarifications
• 70+ SEBI Rules/Regulations, 630+ Circulars/Notifications/Press Notes from 1992 onwards till 2023, 25+ Master Circulars from 2010 onwards till 2023, and 3+ Operational Circulars from 2020 onwards till 2023.
• SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) with Clarifications & Listing Agreements for Indian Depository Receipts and Master Circular for Issue of Listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper

What sets this book apart is the Circulars amending/Clarifying the primary Circular are given together to give a complete picture.

The Present Publication is the 41st Edition & amended up to 15th June 2023. This book is edited by Taxmann's Editorial Board. The contents of the book are as follows:

• SEBI Act, 1992
• Securities Contracts (Regulations) Act, 1956 with Rules & Regulations
• SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
• SEBI Rules, Regulations and Guidelines
• Accredited Investors
• Alternative Investment Funds
• Bankers to an Issue
• Buy-Back of Securities
• Bilateral Netting of Qualified Financial Contract
• Buy-back of Securities
• Certification of Associated Persons in Securities Market
• Collective Investment Scheme
• Credit Rating Agency
• Commodity Derivatives
• Custodian
• Debenture Trustees
• Debt Securities – Issue and Listing of
• Delisting of Securities
• Depositories
• Depository Receipts Scheme, 2014
• Derivatives
• Development Financial Institutions
• Disclosure Standards for Corporates
• Employee Benefits Share Based and Sweat Equity
• EURO Issue and Other Guidelines
• Foreign Portfolio Investors/Foreign Venture Capital Investors
• Informal Guidance
• Infrastructure Investment Trusts
• Insider Trading, Prohibition of
• Intermediaries
• International Financial Services Centers
• Investment Advisers
• Investor Protection
• Interest Liability Regularisation
• Know your Client Registration Agency & Know your Client
• Lead Managers
• Market Makers
• Merchant Bankers
• Money Laundering
• Mutual Funds
• Non-Convertible Redeemable Preference Shares, Issue and Listing of
• Offer Documents
• Ombudsman
• Portfolio Manager
• Real Estate Investment Trusts
• Refund to Investors
• Registrar to an Issue/Share Transfer Agents
• Regulated Entities
• Research Analyst/Proxy Advisors
• Sandbox
• SEBI Nominee Directors
• Securities Appellate Tribunal
• Securities Lending & Borrowing
• Securities Transaction Tax
• Securitised Debt Instruments/Security Receipt, Issue and Listing of
• Self Regulatory Organisation
• Settlement of Administrative and Civil Proceedings
• Stock Broker and Stock Exchanges
• Takeover Regulations
• Underwriters
• Unfair Trade Practices
• Vanishing Companies
• Vault Manager
• Other Rules & Regulations
• Application Supported by Blocked Amount Process (ASBA)
• Listing Obligations and Disclosure Requirements